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2017-10-12 Appointment of New Chairman 2017 - 2019
2017-08-04 Response to SFC Consultation Paper on Guidelines on Online Distribution and Advisory Platforms
Submitted response to SFC Consultation Paper on Proposed Guidelines on Online Distribution and Advisory Platforms. HKAOB feels strongly that SFC should introduce new regulations to cope with the ever changing technology as existing regulations are intended for business models and practices operating in Offline channel.
2017-07-07 Response to SFC Consultation Paper on Proposals to Reduce and Mitigate Hacking Risks
Submitted response to SFC Consultation Paper on Proposals to Reduce and Mitigate Hacking Risks Associated with Internet Trading. HKAOB is, in principle, supportive of adopting Two Factor Authentication to strengthen security level.

2017-06-30 Meeting with Ms. Leung Fung Yee Julia, Executive Director, Intermediaries Division of SFC
Oliver Ng, Chairman, had meeting with Ms. Leung to discuss issues on Cybersecurity. Due to recent hacking incidents involving Brokerage Firms, HKAOB members are most concern on SFC’s expectation on the level of security which is required under the current regulations and guidance notes. Oliver had expressed support on requiring Brokerage Firm which conduct Online Business to adopt Two Factor Authentication to strengthen security level.

2016-10-13 Meeting with Ms. Leung Fung Yee Julia, Executive Director, SFC and Mr. Cheung Wah Fung, Legco Member
2016-09-30 Meeting with Mr. Cheung Wah Fung, Hong Kong Legislative Council Member(Financial Services Sector)
2016-09-12 Response to Joint Consultation Paper on Proposed Enhancements to Listing Regulation
2016-08-30 Meeting with SFC Representative
2016-05-23 Meeting with Herman Lam, Cyberport CEO
2016-04-22 Meeting with Chris Cheung, Hong Kong Legislative Council Member(Financial Services Sector)

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